Safe Harbor Rule — How to Avoid Estimated Tax Underpayment Penalties

#safe harbor rule#estimated tax#underpayment penalty#tax safe harbor

The safe harbor rule is the simplest way to guarantee you won't owe an IRS underpayment penalty — even if your income doubles. If your quarterly estimated payments (plus any withholding) equal or exceed a set percentage of last year's tax, you're in the clear. No matter how much you actually owe for the current year, the penalty is waived.

Calculate your safe harbor amount and quarterly payments with the Quarterly Tax Calculator.


The Two Safe Harbor Thresholds

Your 2025 AGISafe Harbor Requirement
$150,000 or less ($75,000 if married filing separately)Pay at least 100% of your 2025 total tax
Over $150,000Pay at least 110% of your 2025 total tax

"Total tax" means the amount on Line 24 of your 2025 Form 1040 — your total tax liability, not your tax due or refund. This includes income tax, self-employment tax, and any other taxes on your return.


How It Works in Practice

Example: Income Increases Significantly

LineAmount
2025 total tax (Line 24)$18,000
2025 AGI$120,000 (under $150K)
Safe harbor: 100% of $18,000$18,000
2026 actual tax liability$28,000
Required estimated payments$18,000 (÷4 = $4,500/quarter)
Remaining balance due at filing$10,000
Underpayment penalty$0

You owe $10,000 with your return, but because your quarterly payments met the 100% safe harbor, there's no penalty. You just pay the $10,000 balance by April 15.

Example: High-Income Earner

LineAmount
2025 total tax$45,000
2025 AGI$220,000 (over $150K)
Safe harbor: 110% of $45,000$49,500
Required quarterly payment$12,375

High earners must pay 110%, not 100%. On a $45,000 prior-year tax, that's an extra $4,500 in payments ($49,500 vs $45,000).


Safe Harbor vs 90% Rule

There are actually two ways to avoid the penalty:

MethodRequirementBest For
Prior-year safe harbor100/110% of last year's taxPeople whose income is growing
Current-year 90% rule90% of current year's actual taxPeople whose income is declining

If your income dropped significantly in 2026, paying 90% of your current-year tax may be lower than the safe harbor amount. You can use either method — whichever results in the lower required payment.


How to Apply the Safe Harbor

Step 1: Find your 2025 total tax on Form 1040, Line 24.

Step 2: Determine your threshold (100% or 110% based on AGI).

Step 3: Subtract any expected W-2 withholding for 2026.

Step 4: Divide the remainder by 4 for your quarterly payment.

LineCalculation
2025 total tax$20,000
Safe harbor (100%)$20,000
Minus 2026 expected withholding-$8,000
Amount needed through estimated payments$12,000
Quarterly payment$3,000

Common Questions

Does safe harbor work for state taxes too? It varies by state. Most states have their own safe harbor rules, often mirroring the federal version. Check your state's Department of Revenue for specifics.

Can I adjust payments mid-year? Yes. If your income changes significantly, you can increase or decrease future quarterly payments. As long as the total meets the safe harbor by year-end, you're protected.

What if I overpay through safe harbor? You'll get a refund when you file your annual return. Some people prefer this to risking a penalty, even though it means an interest-free loan to the IRS.

For the complete quarterly tax overview, see Quarterly Estimated Tax Payments — Complete Guide. For understanding the penalty itself, read Estimated Tax Penalty — How to Avoid It. And for freelancer-specific advice, check Quarterly Taxes for Freelancers.

Share this article